TickerFacts.

A business in context

LPLA research notebook

Read the disclosures. Follow the relationships. Keep the dates in view.

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Filing timeline

Download filings CSV

SEC submissions · retrieved 2026-10-20 · 8029 issuers; up to 32 recent company reports and 8 ownership-change filings per issuer

  1. 4 · Ownership change

    Report date 2026-09-11 · 0001628280-26-061847

  2. 4 · Ownership change

    Report date 2026-09-05 · 0001628280-26-060908

  3. 4 · Ownership change

    Report date 2026-08-28 · 0001628280-26-059842

  4. 4 · Ownership change

    Report date 2026-08-28 · 0001628280-26-059837

  5. 4 · Ownership change

    Report date 2026-08-28 · 0001628280-26-059832

  6. 4 · Ownership change

    Report date 2026-08-28 · 0001628280-26-059821

  7. 4 · Ownership change

    Report date 2026-08-28 · 0001628280-26-059806

  8. 4 · Ownership change

    Report date 2026-08-28 · 0001628280-26-059797

  9. 10-Q · Quarterly report

    Report date 2026-06-30 · 0001628280-26-051542

  10. 8-K · Current report

    Report date 2026-07-30 · 0001628280-26-051046 · Items 2.02,9.01

  11. 8-K · Current report

    Report date 2026-05-14 · 0001628280-26-035566 · Items 5.03,5.07,9.01

  12. 10-Q · Quarterly report

    Report date 2026-03-31 · 0001628280-26-029530

  13. 8-K · Current report

    Report date 2026-04-30 · 0001628280-26-028890 · Items 2.02,9.01

  14. DEF 14A · Proxy statement

    Report date 2026-05-14 · 0001193125-26-140066

  15. 10-K · Annual report

    Report date 2025-12-31 · 0001628280-26-010705

  16. 8-K · Current report

    Report date 2026-01-29 · 0001628280-26-004112 · Items 2.02,9.01

  17. 8-K · Current report

    Report date 2026-01-05 · 0001193125-26-007083 · Items 5.02,7.01,9.01

  18. 10-Q · Quarterly report

    Report date 2025-09-30 · 0001628280-25-047934

  19. 8-K · Current report

    Report date 2025-10-30 · 0001628280-25-047543 · Items 2.02,9.01

  20. 10-Q · Quarterly report

    Report date 2025-06-30 · 0001397911-25-000122

  21. 8-K · Current report

    Report date 2025-08-01 · 0001193125-25-171084 · Items 7.01,8.01,9.01

  22. 8-K · Current report

    Report date 2025-07-31 · 0001397911-25-000119 · Items 2.02,9.01

  23. 8-K · Current report

    Report date 2025-07-02 · 0001193125-25-155488 · Items 5.02,9.01

  24. 8-K · Current report

    Report date 2025-05-30 · 0001193125-25-134140 · Items 5.02

  25. 8-K · Current report

    Report date 2025-05-23 · 0001397911-25-000066 · Items 5.07

  26. 10-Q · Quarterly report

    Report date 2025-03-31 · 0001397911-25-000063

  27. 8-K · Current report

    Report date 2025-05-08 · 0001397911-25-000060 · Items 2.02,9.01

  28. 8-K · Current report

    Report date 2025-04-01 · 0001193125-25-072396 · Items 1.01,2.03,8.01,9.01

  29. 8-K · Current report

    Report date 2025-03-31 · 0001193125-25-071380 · Items 8.01,9.01

  30. 8-K · Current report

    Report date 2025-03-28 · 0001193125-25-067661 · Items 1.01,7.01,9.01

  31. DEF 14A · Proxy statement

    Report date 2025-05-22 · 0001193125-25-062585

  32. 8-K · Current report

    Report date 2025-02-28 · 0001397911-25-000037 · Items 5.02

  33. 8-K · Current report

    Report date 2025-02-26 · 0001193125-25-036781 · Items 1.01,2.03,9.01

  34. 8-K · Current report

    Report date 2025-02-24 · 0001193125-25-035129 · Items 8.01,9.01

  35. 10-K · Annual report

    Report date 2024-12-31 · 0001397911-25-000018

  36. 8-K · Current report

    Report date 2025-01-30 · 0001397911-25-000006 · Items 2.02,9.01

  37. 8-K · Current report

    Report date 2024-12-08 · 0001397911-24-000164 · Items 5.02

  38. 8-K/A · Current report

    Report date 2024-12-05 · 0001193125-24-273442 · Items 1.01,2.03,9.01

  39. 8-K · Current report

    Report date 2024-12-05 · 0001193125-24-271649 · Items 1.01

  40. SC 13G/A · Ownership disclosure

    0002012383-24-004336

Reported insider transactions

Download transactions CSV

SEC insider transactions · retrieved 2026-10-15 · 2026 Q3: filings in this completed quarter; not a live transaction feed

Purchases and sales include open-market or private transactions. Grants, exercises and tax withholding are shown separately. Amendments and joint reports can overlap; rows are not a net-buying score. Prices retain the filing's units; consult its footnotes.

Transaction rows by code · counts, not monetary totals
Purchase: 0 transaction rows0PSale: 8 transaction rows8SGrant / award: 7 transaction rows7AExercise / conversion: 2 transaction rows2MTax / exercise payment: 1 transaction rows1FGift: 1 transaction rows1G
P · PurchaseS · SaleA · Grant / awardM · Exercise / conversionF · Tax / exercise paymentG · Gift

19 matching transaction rows.

Transaction / filedReporting ownerTypeSecuritySharesReported price
2026-09-11
2026-09-14
Reeping KatharineS · Sale
Disposed
Common Stock439.95347.88
2026-09-05
2026-09-08
Field EmilyF · Tax / exercise payment
Disposed
Common Stock106.0359.33
2026-08-28
2026-09-01
Thomas Corey E.A · Grant / award
Acquired
Common Stock4.00.0
2026-08-28
2026-09-01
SCHIFTER RICHARD PA · Grant / award
Acquired
Common Stock14.00.0
2026-08-28
2026-09-01
Putnam James SA · Grant / award
Acquired
Common Stock7.00.0
2026-08-28
2026-09-01
Mnookin AllisonA · Grant / award
Acquired
Common Stock2.00.0
2026-08-28
2026-09-01
Glavin William Francis JrA · Grant / award
Acquired
Common Stock10.00.0
2026-08-28
2026-09-01
EBERHART PAULETTA · Grant / award
Acquired
Common Stock4.00.0
2026-08-28
2026-09-01
BERNARD EDWARD CA · Grant / award
Acquired
Common Stock3.00.0
2026-08-27
2026-08-31
Jambusaria Aneri
10b5-1 checkbox reported
S · Sale
Disposed
Common Stock308.0357.36
2026-08-20
2026-08-21
Gates GregM · Exercise / conversion
Acquired
Common Stock7189.077.53
2026-08-20
2026-08-21
Gates GregS · Sale
Disposed
Common Stock4119.0355.38
2026-08-20
2026-08-21
Gates GregM · Exercise / conversion
Disposed
Option to purchase Common Stock
Derivative security
7189.00.0
2026-08-03
2026-08-04
Putnam James SG · Gift
Disposed
Common Stock2000.00.0
2026-07-31
2026-08-04
Enyedi Matthew
10b5-1 checkbox reported
S · Sale
Disposed
Common Stock1.0355.51
2026-07-31
2026-08-04
Enyedi Matthew
10b5-1 checkbox reported
S · Sale
Disposed
Common Stock51.0354.52
2026-07-31
2026-08-04
Enyedi Matthew
10b5-1 checkbox reported
S · Sale
Disposed
Common Stock296.0353.37
2026-07-31
2026-08-04
Enyedi Matthew
10b5-1 checkbox reported
S · Sale
Disposed
Common Stock463.0352.77
2026-07-31
2026-08-04
Enyedi Matthew
10b5-1 checkbox reported
S · Sale
Disposed
Common Stock189.0351.06

Identity & relationships

Wikidata structured data · retrieved 2026-10-15 · 1663 unambiguous CIK-linked entities; coverage is incomplete

These are sourced identity and relationship claims, with incomplete coverage. Headquarters locations do not describe sales, assets or operating exposure.

SEC issuer · 0001397911LPL Financial Holdings Inc.

No parent relationship is available in this import; this is not proof of independence.

No verified LEI join available.

GLEIF legal entity reference data · retrieved 2026-10-15 · 1199 checked identities; 0 unavailable records

Search names and former names

View Wikidata identity and references ↗

  • LPL Financial · alias · wikidata
  • LPL Investment Holdings Inc. · former SEC name · 2007-04-30 to 2012-06-05
Explore headquarters map ↗

Revenue in constant purchasing power

USD revenue expressed in 2026-09 consumer-price dollars. Each annual period uses a CPI-U average weighted by the days in its actual reporting interval. This is a purchasing-power comparison, not a company-specific price or volume measure.

Year endedReported USD revenueCPI-adjusted USD revenue
2024-12-31$12.39B$13.30B
2023-12-31$10.05B$11.12B
2022-12-31$8.60B$9.90B
2021-12-31$7.72B$9.60B
2020-12-31$5.87B$7.64B
2019-12-31$5.62B$7.41B
2018-12-31$5.19B$6.96B
2017-12-31$4.28B$5.89B

Bureau of Labor Statistics · retrieved 2026-10-20 · 9 selected series; gaps remain missing

Explore the CPI history ↗